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06/17/2016
By Dean Michael J. Yelnosky
Last Sunday, when the scope of the tragedy at the Pulse nightclub in Orlando began to emerge, I sent the following email to the student body: Tragically, once again Americans are mourning the loss of...

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Securities Regulation

Course Number: 
LAW.832
Credits: 
3

This course covers two of the most active and critical legislative acts adopted in the field of economic regulation, the Securities Act of 1933 and the Securities and Exchange Act of 1934. It discusses the disclosure and other provisions imposed on companies issuing and dealing in stock and other securities, as well as remedies available. Ethical issues facing lawyers servicing clients in this area are also examined. Business Organization is a prerequisite.