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04/21/2015
By Andrew Horwitz
I joined the faculty at Roger Williams University School of Law just over 20 years ago because I saw that the school was dedicated to a very special mission.  The law school’s founders...

Fast Facts

RWU Law provides students a broad range of marine resource and maritime courses taught by full professors as well as expert practitioners.  The curriculum includes courses in admiralty, fisheries, piracy, ocean and coastal law, ocean policy, and climate change.



Securities Regulation

Course Number: 
LAW.832
Credits: 
3

This course covers two of the most active and critical legislative acts adopted in the field of economic regulation, the Securities Act of 1933 and the Securities and Exchange Act of 1934. It discusses the disclosure and other provisions imposed on companies issuing and dealing in stock and other securities, as well as remedies available. Ethical issues facing lawyers servicing clients in this area are also examined. Business Organization is a prerequisite.