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10/17/2014
By Julia Wyman
It has been a busy fall at the Marine Affairs Institute!  In late September, we held our annual “Meet the Bay” trip with our 1Ls.  Save the Bay, a Rhode Island non-profit dedicated to the...

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Securities Regulation

Course Number: 
LAW.832
Credits: 
3

This course covers two of the most active and critical legislative acts adopted in the field of economic regulation, the Securities Act of 1933 and the Securities and Exchange Act of 1934. It discusses the disclosure and other provisions imposed on companies issuing and dealing in stock and other securities, as well as remedies available. Ethical issues facing lawyers servicing clients in this area are also examined. Business Organization is a prerequisite.