A top expert in the field will unravel the complexities and uncertainties of current civil liability and enforcement practice surrounding insider trading laws.

Upcoming Events

 Law Immigration

 Law Immigration

Direct & Cross Examination Skills Program
SEP
27
2:00 pm - 3:00 pm
Federal Courthouse, One Exchange Terrace, Providence
Free Practice LSAT Test
SEP
29
10:00 am - 1:30 pm
RWU Law Main Campus, 10 Metacom Avenue, Bristol, RI 02809
Professor Anthony J. Santoro Business Law Lecture and Dedication
OCT
27
4:00 pm - 4:00 pm
RWU Law | Bristol Campus
CLE Program: Management of Spinal and Extremities Radiology
NOV
02
5:30 pm - 8:30 pm
Crowne Plaza, Warwick, Rhode Island

Trending@RWULaw

09/08/2017
By Michael Bowden
How do you get from law school to City Hall (or the State House)? With a lot of passion, persistence and hard work, a group of six alumni told a sizeable audience of mostly 1Ls on Thursday. The...


Affordable Excellence at RWU LAW

Archives

Newsroom

A Changing Landscape: Insider Trading Law

A top expert in the field will unravel the complexities and uncertainties of current civil liability and enforcement practice surrounding insider trading laws.

Stephen L. CohenInsider trading laws are a hot-button issue vitally important to America’s business environment.

Here’s your chance to hear a top expert in the field unravel the complexities and uncertainties surrounding current civil liability and enforcement practice surrounding insider trading laws. Focusing on the unusual historic development of this body of law – and the absence of any federal statutory framework – an experienced attorney in the field will trace changes in the government's enforcement focus, as well as a relatively recent trend of hacking cases that strain the very limits of the law.

Stephen L. Cohen, former Associate Director of the U.S. Securities and Exchange Commission's Enforcement Division, is this year’s speaker for the Professor Anthony J. Santoro Business Law Lecture on Thursday, September 22, 2016 at the Omni Hotel in Providence. From 2004 through June 2016, Mr. Cohen was at the forefront of the SEC's domestic and international enforcement efforts, including investigations of insider trading violations.  He has worked first-hand with the policies and court decisions that continue to shape today's standards of civil liability and enforcement. 

WHEN                

5:00 pm: Registration

5:30 pm: Lecture

6:30 pm: Reception

WHERE:              

Omni Hotel Providence

One West Exchange Street

Providence

This lecture is approved for one (1) Rhode Island CLE credit, no ethics credit.

RSVP to the Office of Programs & Events by September 19 at 401-254-4659 or email lawevents@rwu.edu.